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Tag: Morgan Stanley

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Morgan Stanley will pay a $35 million fine to resolve SEC allegations that it mismanaged client data 

The Securities and Exchange Commission announced Tuesday that a Morgan Stanley subsidiary has agreed to pay $35 million to settle claims that it consistently failed…

  • SEC

Morgan Stanley will pay $200 million to settle a US record-keeping inquiry.

Morgan Stanley announced on Friday that it had agreed to pay $200 million to US regulators to settle investigations into its record-keeping practices. According to…

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