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Month: October 2022

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  • 2022
  • October
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  • SEC

Barclays to Pay $200 Million SEC Penalty for Debt-Sale Error

The British bank accidentally sold $17.7 billion worth of unregistered securities Barclays agreed to pay a $200 million fee to settle SEC accusations stemming from…

  • SEC

The SEC has charged Kim Kardashian with illegally promoting cryptocurrency security

Kim Kardashian, who is charged with violating federal securities laws, has agreed to pay a $1 million fine to the S.E.C. The top financial regulator…

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