A Maryland bank agreed to pay approximately $22.9 million to settle claims brought by two US regulators that it failed to disclose tens of millions…
Melvin Capital Management is being invested by SEC
Regulatory agency asking about hedge fund’s risk controls, disclosures following meme-stock losses According to persons familiar with the situation, the Securities and Exchange Commission is…
SEC charges 3 people with insider trading tied to Equifax hack
The Equities and Exchange Commission said on Tuesday that it has accused three people of unlawfully tipping and trading in Equifax Inc securities before the…
BitMEX employee pleads guilty under Anti-money Laundering Act
BitMEX grew from a startup to become one of the largest cryptocurrency exchanges in the world. A top BitMEX employee has pleaded guilty in New…
Tory donor charged in a bribery scheme
Julio Herrera Velutini, a Venezuelan investor, has provided more than £500,000 since Boris Johnson became Prime Minister of the United Kingdom. Authorities in the United…
Morgan Stanley will pay $200 million to settle a US record-keeping inquiry.
Morgan Stanley announced on Friday that it had agreed to pay $200 million to US regulators to settle investigations into its record-keeping practices. According to…
Former Georgetown Tennis Coach Receives 2.5-Year Prison Sentence
Gordon Ernst must also forfeit more than $3.4 million in bribes he earned from the college admissions scheme Former Georgetown University tennis coach Gordon Ernst…
Weber Shandwick ex-COO pleads guilty to fraud
On Wednesday, a former Weber Shandwick chief operations officer pled guilty to fraud after being accused of stealing more than $16 million from the public…
SEC charges 11 individuals in a $300 million crypto pyramid scheme
Those charged included the four founders of the scheme named Forsage. They were last known to be living in Russia, the Republic of Georgia, and…
First-Ever Crypto Insider-Trading Case on Former Coinbase Employee
Federal investigators filed the first-ever cryptocurrency insider-trading lawsuit, charging a former Coinbase Global Inc. COIN manager of passing private information to his brother and a…