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Month: November 2022

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  • 2022
  • November
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  • SEC

The SEC’s communication investigation’s latest targets include major private equity firms

A sweeping regulatory investigation into how financial organizations track employees’ digital communications has been expanded to include American private equity behemoths KKR & Co Inc,…

  • Money Laundering

Donald Trump challenges a New York court order for a company watchdog

A judge’s order to appoint a watchdog at the Trump Organization before a civil fraud lawsuit brought by the state’s attorney general gets to trial…

  • SEC

U.S. securities officials successfully prosecuted cryptocurrency business LBRY

A U.S. judge found on Monday that the firm sold its digital assets as securities, which gave the U.S. Securities and Exchange Commission the upper…

  • Money Laundering

The United States investigates insider trading in planned executive stock sales

U.S. authorities are investigating whether executives have been gaming prearranged stock-sale programs designed to thwart the possibility of insider trading, Bloomberg News reported on Thursday citing people…

  • SEC

SolarWinds may face legal action from the U.S. SEC for its cyber disclosures

The software company SolarWinds Corp announced on Thursday that the U.S. Securities and Exchange Commission had recommended enforcement action against it for its public comments…

  • Money Laundering

Uber insider claims that the existing business model is “completely” unsustainable

The so-called Uber Files‘ leaker, Mark MacGann, claimed on Wednesday that although the ride-hailing company appeared to be making progress in improving its workplace culture,…

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