Twitter Inc deceived federal authorities about its protections against hackers and spam accounts, according to a whistleblower complaint filed by the social media company’s former…
Maryland bank to pay $22.9 mln for concealing loans to ex-CEO
A Maryland bank agreed to pay approximately $22.9 million to settle claims brought by two US regulators that it failed to disclose tens of millions…
Melvin Capital Management is being invested by SEC
Regulatory agency asking about hedge fund’s risk controls, disclosures following meme-stock losses According to persons familiar with the situation, the Securities and Exchange Commission is…
Morgan Stanley will pay $200 million to settle a US record-keeping inquiry.
Morgan Stanley announced on Friday that it had agreed to pay $200 million to US regulators to settle investigations into its record-keeping practices. According to…
SEC charges 11 individuals in a $300 million crypto pyramid scheme
Those charged included the four founders of the scheme named Forsage. They were last known to be living in Russia, the Republic of Georgia, and…
First-Ever Crypto Insider-Trading Case on Former Coinbase Employee
Federal investigators filed the first-ever cryptocurrency insider-trading lawsuit, charging a former Coinbase Global Inc. COIN manager of passing private information to his brother and a…
Apple’s former corporate law director pleads guilty to insider trading
Gene Levoff, 48, of San Carlos, California, pleaded guilty to six securities fraud charges at a hearing before U.S. District Judge William Martini in Newark,…
SEC accuses the City of Rochester and former city and school executives of misleading investors
City sold $119 million of bonds to investors without disclosing financial distress The City of Rochester, New York, its former finance director Rosiland Brooks-Harris, and…
SEC Charges Texas Charter School CFO with Fraud
The Securities and Exchange Commission today charged Crosby Independent School District (Crosby ISD) and its former Chief Financial Officer, Carla Merka, with misleading investors in…
Ketanji Brown Jackson Questioned on Whistleblower Protections
\On March 22, the Senate Judiciary Committee continued hearings on the nomination of Judge Ketanji Brown Jackson to be an Associate Justice of the U.S.…