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Category: SEC

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SEC accuses the City of Rochester and former city and school executives of misleading investors

City sold $119 million of bonds to investors without disclosing financial distress The City of Rochester, New York, its former finance director Rosiland Brooks-Harris, and…

  • SEC

SEC Charges Texas Charter School CFO with Fraud

The Securities and Exchange Commission today charged Crosby Independent School District (Crosby ISD) and its former Chief Financial Officer, Carla Merka, with misleading investors in…

  • SEC

Ketanji Brown Jackson Questioned on Whistleblower Protections

\On March 22, the Senate Judiciary Committee continued hearings on the nomination of Judge Ketanji Brown Jackson to be an Associate Justice of the U.S.…

  • SEC

SEC Issues Another $3 Million in Whistleblower Awards

On March 18, the SEC announced whistleblower awards totaling over $3 million to three individuals for providing information and assistance in three separate covered actions.…

  • SEC

SCOTUS to Weigh In on “No-Deny” Xerox Fraud Case

The former chief financial officer of Xerox Corp. asked the U.S. Supreme Court to weigh in on the constitutionality of an SEC settlement that permanently…

  • SEC

Feds Are Playing Catch Up on Crypto Regulatory Enforcement

State regulators are taking the lead on cryptocurrency enforcement in the absence of a national approach to regulation, in some cases acting years before companies…

  • SEC

Whistleblower Denounces Bullying and Harrassment at White House Office of Science and Technology

The former director of the White House Office of Science and Technology Policy violated ethics rules, created a toxic workplace and retaliated against staff who…

  • SEC

The $8 Billion of Covid Relief Fraud is t Just the Tip of the Iceberg

he Department of Justice (DOJ) has uncovered a vast array of alleged fraudulent and criminal activities tied to more than $8 billion in federal COVID-19…

  • SEC

California Financier Defrauds Investors of Millions, But Only Sentenced 1 Year in Prison

For as much as the Securities and Exchange Commission likes to grab headlines for their successful prosecutions of fraud, one often wonders if the penalties…

  • SEC

SEC Awards Fraud Whistleblowers $14m Reward for Exposing Fraud

On March 11, the U.S. Securities and Exchange Commission (SEC) issued a whistleblower award of approximately $14 million to an individual who published an online…

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Wall Street Whistleblower is dedicated to anonymously exposing the secrets, fraud, corruption, and misconduct of the world’s most powerful financial institutions.

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