Securities regulator alleges plane maker, former CEO made misleading statements to investors about crashes and jet program Boeing Co. agreed to pay $200 million to…
Morgan Stanley will pay a $35 million fine to resolve SEC allegations that it mismanaged client data
The Securities and Exchange Commission announced Tuesday that a Morgan Stanley subsidiary has agreed to pay $35 million to settle claims that it consistently failed…
Gol Airlines will pay $41.5 million to settle bribery charges
Settlements stem from a decade-old scheme to pay $3.8 million in bribes to secure legislation with tax benefits for the São Paulo-based airline One of…
The SEC proposes that more Treasury trades be routed through clearinghouses
The measure comes amid broader concerns about the resilience of the $24 trillion Treasury market Regulators are working to reverse a decades-long shift away from…
VMware pays $8 million to settle SEC allegations claiming the company deceived investors
VMware agreed to pay the Securities and Exchange Commission (SEC) $8 million to settle allegations that it distorted its backlog reporting to conceal poor financial…
AT&T’s request to dismiss SEC lawsuit over leaks to analysts dismissed by US judge
On Thursday, a U.S. judge denied AT&T Inc’s request to dismiss a Securities and Exchange Commission complaint accusing the phone company of selectively leaking financial…
SEC has filed a lawsuit against an insurance executive, claiming “massive” fraud
The lawsuit is the first government accusation of fraud against Greg Lindberg The SEC charged insurance magnate Greg Lindberg and a lieutenant with defrauding insurers…
SEC boosts incentives for whistleblowers
The Securities and Exchange Commission (SEC) authorized changes to whistleblower rules aimed at increasing incentives in a program that has rewarded more than $1.3 billion…
Twitter misled US regulators about hackers and spam, according to a whistleblower.
Twitter Inc deceived federal authorities about its protections against hackers and spam accounts, according to a whistleblower complaint filed by the social media company’s former…
Maryland bank to pay $22.9 mln for concealing loans to ex-CEO
A Maryland bank agreed to pay approximately $22.9 million to settle claims brought by two US regulators that it failed to disclose tens of millions…