Goldman Sachs reported rival Wall Street bank Morgan Stanley to Hong Kong’s financial regulator over a series of block trades, according to people familiar with…
Elizabeth Holmes and Roger Ng Represent DOJ’s Biggest Victories
The DOJ certainly has had a mixed record over the past year. DOJ successes ebb and flow, and it is often interesting to take stock…
DOJ Has Failed on COVID Fraud Oversight, Says Khardori
The Department of Justice under the administration of President Joe Biden has not exactly won a lot of praise. Now, according to lawyer and POLITICO…
Chinese Companies Face Delisting under Sarbanes-Oxley
In mid-March, it was reported that U.S. and Chinese regulators were getting closer to a cooperation plan regarding Chinese companies listed on U.S. stock exchanges.…
SEC Gives $580,000 Award to Whistleblower Despite Culpability
On April 21, the U.S. Securities and Exchange Commission (SEC) issued a $580,000 award to a whistleblower who voluntarily provided the agency with original information…
Crackdown on Covid Stimulus Fraud is Ripping Through Healthcare Sector
It should probably come as no surprise that when the US government opened up the taps for an unprecedented economic stimulus in the wake of…
Netflix Lawsuit is Seeking Whistleblowers
A activist shareholder law firm has announced that it has commenced an investigation on behalf of Netflix, Inc. (“Netflix” or the “Company”) (NASDAQ: NFLX) investors…
Convicted Money Launderer Still Manages to Gamble at Vegas Casinos
A federal judge in California is ordering convicted money launderer David Stroj to answer for violating the terms of his supervised release by admittedly gambling…
State of California Strengthens Protections for Whistleblowers
A bill that would expand state employee and state agency whistleblower protections for contractors was passed unanimously by the Senate Judiciary Committee on Tuesday. Senate…
Please Put a Gag on Elon Musk, Tesla Shareholders Ask SEC
A group of Tesla shareholders suing CEO Elon Musk over some 2018 tweets about taking the company private is asking a federal judge to order…